https://aml.gmfinance.co.nz/tags/case-study/Recent content in Case Study on Golden Mountain AML Traning BlogHugo -- 0.138.0en-usMon, 25 May 2026 13:21:08 +0800https://aml.gmfinance.co.nz/posts/2026-q1-dia-nzforex-formal-warning/Mon, 23 Feb 2026 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2026-q1-dia-nzforex-formal-warning/Analysis of the Department of Internal Affairs' formal warning to NZForex Limited for failing to report 3,182 non-NZD prescribed transactions to the Financial Intelligence Unit between November 2017 and February 2024 — and the role of voluntary self-disclosure in the regulatory response.https://aml.gmfinance.co.nz/posts/2025-q1-jiaxin-finance-investigation/Sun, 19 Jan 2025 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2025-q1-jiaxin-finance-investigation/Comprehensive analysis of the Jiaxin Finance AML investigation by the Department of Internal Affairs, examining compliance failures, enforcement outcomes, and lessons for money remitters under the AML/CFT Acthttps://aml.gmfinance.co.nz/posts/2024-q2-ye-hua-record-sentence/Sun, 14 Apr 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q2-ye-hua-record-sentence/Sentencing analysis of Ye 'Cathay' Hua — 7 years 6 months for laundering at least NZ$18M for the Xavier Valent methamphetamine syndicate through Lidong Foreign Exchange. The largest money laundering conviction by value in New Zealand history.https://aml.gmfinance.co.nz/posts/2024-q1-first-aml-criminal-case/Sun, 14 Jan 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q1-first-aml-criminal-case/Comprehensive analysis of New Zealand's first AML/CFT Act criminal prosecution, examining corporate and personal liability, derivative responsibility, and critical compliance failures.https://aml.gmfinance.co.nz/posts/currency_exchange_ml_case_20231117_training/Fri, 17 Nov 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/currency_exchange_ml_case_20231117_training/Analysis of New Zealand's largest money laundering prosecution, involving $18M+ laundered through a currency exchangehttps://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Sun, 15 Oct 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Analysis of the Department of Internal Affairs' formal warning to Hills Real Estate Limited under section 80 of the AML/CFT Act for systemic programme, CDD, monitoring and record-keeping failures.https://aml.gmfinance.co.nz/posts/2023-q1-kyc-issues-and-challenges-case-study/Sun, 16 Jul 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q1-kyc-issues-and-challenges-case-study/A comprehensive case study examining Barclays Bank's £72 million AML fine for failing to conduct proper Enhanced Due Diligence on PEPs in private banking transactions.https://aml.gmfinance.co.nz/posts/2023-q3-the-billion-dollar-scam/Sat, 01 Jul 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q3-the-billion-dollar-scam/A comprehensive case study analyzing the BBC Eye investigation into a billion-dollar investment scam network that exploited Premier League sponsorship to defraud unsuspecting investors worldwide.https://aml.gmfinance.co.nz/posts/2023-q1-fiu-acams-conference-2022-case-study/Mon, 09 Jan 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q1-fiu-acams-conference-2022-case-study/Comprehensive review of key case studies and insights from the NZ Financial Intelligence Unit and ACAMS Conference 2022, focusing on AML/CFT compliance lessons for money remittershttps://aml.gmfinance.co.nz/posts/case_study/Thu, 18 Aug 2022 00:00:00 +0000https://aml.gmfinance.co.nz/posts/case_study/Comprehensive AML training using real-world case studyhttps://aml.gmfinance.co.nz/posts/2022-q2-investigation-houston-ing-case-study/Thu, 30 Jun 2022 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2022-q2-investigation-houston-ing-case-study/A comprehensive case study examining ING Bank's systematic failures in AML/CTF compliance from 2010-2016, resulting in a €775 million settlement with Dutch authorities.https://aml.gmfinance.co.nz/posts/tsb-2024/Sun, 21 Nov 2021 00:00:00 +0000https://aml.gmfinance.co.nz/posts/tsb-2024/Comprehensive AML training using real-world case study