https://aml.gmfinance.co.nz/tags/cdd/Recent content in CDD on Golden Mountain AML Traning BlogHugo -- 0.138.0en-usMon, 25 May 2026 13:21:08 +0800https://aml.gmfinance.co.nz/posts/2025-q3-onboarding-customer-complex-structure/Sun, 09 Nov 2025 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2025-q3-onboarding-customer-complex-structure/Comprehensive guidance on identifying and verifying beneficial ownership through complex corporate structures, trusts, and nominee arrangements under AML/CFT obligations.https://aml.gmfinance.co.nz/posts/2025-q1-customer-risk-rating-guideline/Mon, 28 Jul 2025 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2025-q1-customer-risk-rating-guideline/Comprehensive guidance on assessing and rating customer risk under New Zealand's AML/CFT framework using a risk-based approachhttps://aml.gmfinance.co.nz/posts/2024-q3-aml-cft-cdd-guidelines-2024-update/Sun, 14 Jul 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q3-aml-cft-cdd-guidelines-2024-update/Walkthrough of the joint DIA/FMA/RBNZ Customer Due Diligence guideline refresh published 10 May 2024 — Beneficial Ownership, Companies, Trusts, Limited Partnerships, and Enhanced CDD — ahead of the 1 June 2024 regulation changes.https://aml.gmfinance.co.nz/posts/2024-q2-responsibilities-under-money-laundering-supervision/Sun, 30 Jun 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q2-responsibilities-under-money-laundering-supervision/Essential AML/CFT responsibilities for reporting entities covering CDD requirements, record keeping, transaction monitoring, and SAR reporting obligationshttps://aml.gmfinance.co.nz/posts/2024-q1-first-aml-criminal-case/Sun, 14 Jan 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q1-first-aml-criminal-case/Comprehensive analysis of New Zealand's first AML/CFT Act criminal prosecution, examining corporate and personal liability, derivative responsibility, and critical compliance failures.https://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Sun, 15 Oct 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Analysis of the Department of Internal Affairs' formal warning to Hills Real Estate Limited under section 80 of the AML/CFT Act for systemic programme, CDD, monitoring and record-keeping failures.https://aml.gmfinance.co.nz/posts/2023-q1-kyc-issues-and-challenges-case-study/Sun, 16 Jul 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q1-kyc-issues-and-challenges-case-study/A comprehensive case study examining Barclays Bank's £72 million AML fine for failing to conduct proper Enhanced Due Diligence on PEPs in private banking transactions.https://aml.gmfinance.co.nz/posts/2023-q2-customer-onboarding-scenarios/Fri, 30 Jun 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q2-customer-onboarding-scenarios/Interactive scenario-based training on customer due diligence and onboarding procedures for corporate and individual clientshttps://aml.gmfinance.co.nz/posts/2023-q2-dia-aml-cft-videos-keeping-nz-in-business/Sun, 16 Apr 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q2-dia-aml-cft-videos-keeping-nz-in-business/Review of the Department of Internal Affairs' AML/CFT educational video series, covering key compliance obligations and practical guidance for reporting entities under the AML/CFT Acthttps://aml.gmfinance.co.nz/posts/2022-q1-know-your-customers/Sat, 01 Jan 2022 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2022-q1-know-your-customers/Comprehensive training on the 6-step KYC process including identification, CDD, ECDD, ongoing monitoring, transaction monitoring, and account review