https://aml.gmfinance.co.nz/tags/dia/Recent content in DIA on Golden Mountain AML Traning BlogHugo -- 0.138.0en-usMon, 25 May 2026 13:21:08 +0800https://aml.gmfinance.co.nz/posts/2026-q1-dia-nzforex-formal-warning/Mon, 23 Feb 2026 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2026-q1-dia-nzforex-formal-warning/Analysis of the Department of Internal Affairs' formal warning to NZForex Limited for failing to report 3,182 non-NZD prescribed transactions to the Financial Intelligence Unit between November 2017 and February 2024 — and the role of voluntary self-disclosure in the regulatory response.https://aml.gmfinance.co.nz/posts/2025-q1-jiaxin-finance-investigation/Sun, 19 Jan 2025 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2025-q1-jiaxin-finance-investigation/Comprehensive analysis of the Jiaxin Finance AML investigation by the Department of Internal Affairs, examining compliance failures, enforcement outcomes, and lessons for money remitters under the AML/CFT Acthttps://aml.gmfinance.co.nz/posts/2024-q3-aml-cft-cdd-guidelines-2024-update/Sun, 14 Jul 2024 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2024-q3-aml-cft-cdd-guidelines-2024-update/Walkthrough of the joint DIA/FMA/RBNZ Customer Due Diligence guideline refresh published 10 May 2024 — Beneficial Ownership, Companies, Trusts, Limited Partnerships, and Enhanced CDD — ahead of the 1 June 2024 regulation changes.https://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Sun, 15 Oct 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q4-dia-hills-real-estate-formal-warning/Analysis of the Department of Internal Affairs' formal warning to Hills Real Estate Limited under section 80 of the AML/CFT Act for systemic programme, CDD, monitoring and record-keeping failures.https://aml.gmfinance.co.nz/posts/2023-q2-dia-aml-cft-videos-keeping-nz-in-business/Sun, 16 Apr 2023 00:00:00 +0000https://aml.gmfinance.co.nz/posts/2023-q2-dia-aml-cft-videos-keeping-nz-in-business/Review of the Department of Internal Affairs' AML/CFT educational video series, covering key compliance obligations and practical guidance for reporting entities under the AML/CFT Act